by Ben Miller | Jul 30, 2014 | Education
Earlier this month, judge and jury for the U.S. District Court in Manhattan acquitted hedge fund manager Rengan Rajaratnam of insider trading. This marks the first acquittal during the recent crackdown on insider trading. We reviewed several good summaries of the...
by Ben Miller | Jul 11, 2014 | Education
This is our second installment in our series about systems for Meeting Tracking and Meeting Compliance that will satisfy your regulators and impress your investors while adding significant business value. In this installment, we outline what information is most...
by Ben Miller | Jun 27, 2014 | Education
Do your buy-side analysts conduct research meetings – such as management meetings, corporate access events, conferences or primary research (or expert) calls? If so, in our experience, your regulators and investors are going to ask about your recordkeeping and...
by Ben Miller | Jun 19, 2014 | Checklist
How do your meeting compliance workflows and recordkeeping compare to the best practices MosaicRM is seeing in the market today? Take five minutes to calculate your firm’s score and see how you stack up with our interactive scorecard. When answering, consider all...
by Ben Miller | Oct 29, 2013 | Cheatsheet
These five reports for managing vendors (research providers, brokers, and back office vendors) will help fund managers establish a dependable and “proactive” system to save money and help maximize the return on their vendor spend. A Vendor Relationship...
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