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Webinar: 4 Research Compliance Tools to Protect Your Firm

Webinar: 4 Research Compliance Tools to Protect Your Firm

by Ben Miller | Jul 8, 2012 | Webinar Replay

If your competitors have better systems for primary research compliance, your investors could be lured elsewhere and the SEC could be concerned; costing your firm millions of dollars in redemptions and audit expenses. What you and your legal team probably don’t...

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